A Keytel Company
Compliance
Financial Services, RIAs, VC, Wealth Management, medical facilities, Biotech and Pharma firms are required to comply with SEC, FINRA and/or HIPPA regulations, Welsh Consulting will help you identify, implement and manage your compliance and cyber security.
Compliance is not just an IT issue. However, this involves interpreting bureaucratic language that is often vague and constantly evolving. The first step is an internal audit by experts. Once our compliance testing is complete, we will ensure that your network meets or exceeds all regulatory requirements, policies, practices, controls and safeguards.
Welsh Consulting regularly helps clients comply with the standards of some of the largest financial institutions in the world. This includes federal, state, and local agencies. We’ll also show you how to demonstrate compliance when asked. As network security becomes ever more critical to business, compliance is a valuable marketing tool.
Per industry requirements, we comply with the following:
- HIPAA
- NYDFS
- SEC
- FINRA
- 201CMR17
- NIST
